Texas Ethics Commission
1295 January 2016 Report
Printed: Sep 17, 2018
Sorted by Certificate Number
Certificate Number: 2016-1003 Acknowledge Date: 2016-01-05 Contract Number: 16-09C
BUSINESS NAME
JNA Painting & Contracting Company, INC
STATE AGENCY/GOVERNMENT ENTITY
City of Lewisville
Certificate Number: 2016-1006 Acknowledge Date: 2016-01-05 Contract Number: 36-6IDP5217/4894
BUSINESS NAME
Midtown Engineers, LLC
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
Certificate Number: 2016-1007 Acknowledge Date: 2016-01-06 Contract Number: Series 2016-BPA
BUSINESS NAME
Piper Jaffray & Co.
STATE AGENCY/GOVERNMENT ENTITY
Ysleta Independant School District
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Bracewell & Giuliani LLP
CONTROL Piper Jaffray Companies
CONTROL Caldwell, Kit
CONTROL Duff, Andrew
CONTROL Fitzgerald, William
CONTROL Johnson, B. Kristine
CONTROL Piper, Addison
CONTROL Polsky, Lisa
CONTROL Rivard, Brent
CONTROL Soran, Phillip
CONTROL Taylor, Scott
CONTROL Volpi, Michele
Certificate Number: 2016-1008 Acknowledge Date: 2016-01-11 Contract Number: Series 2016 Bonds
BUSINESS NAME
McCall Gibson Swedlund Barfoot PLLC
STATE AGENCY/GOVERNMENT ENTITY
Montgomery County MUD No. 112
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL BARFOOT, NOEL
CONTROL GIBSON, DEBBIE
CONTROL SWEDLUND, CHRIS
Certificate Number: 2016-1009 Acknowledge Date: 2016-01-06 Contract Number: Series 2016-BPA
BUSINESS NAME
Ramirez & Co., Inc.
STATE AGENCY/GOVERNMENT ENTITY
Ysleta Independent  School District
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Bracewell & Giuliani LLP
INTERMED Palacios, Lorraine
CONTROL Ramirez, Samuel A. (Jr)
CONTROL Ramirez, Samuel A. (Sr)
INTERMED Redford, Robin
Certificate Number: 2016-1010 Acknowledge Date: 2016-01-04 Contract Number: 36-6IDP5204/4890
BUSINESS NAME
Teague Nall and Perkins, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Berry, Mark
CONTROL Hilton, Ty
CONTROL Jones, Michael
CONTROL Schmitt, Christopher
CONTROL Vickery, Gary
1


CONTROL Wilhelm, Scott
Certificate Number: 2016-1013 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016A-
BUSINESS NAME
Estrada Hinojosa & Co., Inc.
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Estrada, Robert
CONTROL Garza, Jorge
CONTROL Gonzales, Donald
CONTROL Hinojosa, Noe
CONTROL Nolan, Thomas
Certificate Number: 2016-1014 Acknowledge Date: 2016-01-26 Contract Number: E15112
BUSINESS NAME
LJA Engineering, Inc.
STATE AGENCY/GOVERNMENT ENTITY
City of Corpus Christi
Certificate Number: 2016-1016 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016B
BUSINESS NAME
Ramirez & Co., Inc.
STATE AGENCY/GOVERNMENT ENTITY
University of Texas System, University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Palacios, Lorraine
CONTROL Ramirez, Samuel A. (Jr)
CONTROL Ramirez, Samuel A. (Sr)
INTERMED Redford, Robin
Certificate Number: 2016-1018 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016A
BUSINESS NAME
Mesirow Financial, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Black, Dennis
INTERMED Bynam, Anderson
INTERMED Frigo, Michael
INTERMED Johnson, David
INTERMED Mondi, Dominick
INTERMED Murphy, Stephen
CONTROL Paskvan, Kristie
CONTROL Price, Richard
CONTROL Young, Bruce
Certificate Number: 2016-1019 Acknowledge Date: 2016-01-05 Contract Number: 36-6IDP5193/4877
BUSINESS NAME
The Rios Group, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Navejar, Rosa
Certificate Number: 2016-1020 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016B
BUSINESS NAME
Estrada Hinojosa & Co., Inc.
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Estrada, Robert
CONTROL Garza, Jorge
CONTROL Gonzales, Donald
2


CONTROL Hinojosa, Noe
CONTROL Nolan, Thomas
Certificate Number: 2016-1021 Acknowledge Date: 2016-01-06 Contract Number: Series 2016-BPA
BUSINESS NAME
Raymond James & Associates, Inc. (a wholly owned subsidary of Raymond James Financial, Inc.)
STATE AGENCY/GOVERNMENT ENTITY
Ysleta Independent School District
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Bracewell & Giuliani LLP
CONTROL Raymond James Financial, Inc.
INTERMED Anderson, Sandra
INTERMED Buie, James
CONTROL Bunn, James
INTERMED Caloss, Ronald
CONTROL Elwyn, Tashtego
INTERMED Frels, Jonathan
CONTROL James, Thomas
CONTROL Julien, Jeffrey
INTERMED Kempf, Buddy
INTERMED Mattson, Luke
INTERMED Nickell, Robert
INTERMED Oppenheim, Thomas
INTERMED Papan, Nick
INTERMED Philyaw, Jeffrey
INTERMED Reedy, Richard
INTERMED Runnels, Chad
CONTROL Tremaine, Thomas
CONTROL Trocin, Jeffrey
CONTROL Zank, Dennis
Certificate Number: 2016-1024 Acknowledge Date: 2016-01-06 Contract Number: RAYMO/20160112
BUSINESS NAME
Raymond James & Associates, Inc. (a wholly owned subsidiary of Raymond James Financial, Inc.)
STATE AGENCY/GOVERNMENT ENTITY
Fort Bend County, Texas
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Haynes and Boone LLP
INTERMED Levi Benton & Associates PLLC
CONTROL Raymond James Financial, Inc.
INTERMED Benton, Levi
CONTROL Bunn, James E.
CONTROL Elwyn, Tashtego S.
CONTROL James, Thomas A.
INTERMED Jones, Deborah
CONTROL Julien, Jeffrey P.
INTERMED Kempf, Buddy
INTERMED Lundberg, Ashley
INTERMED Mattson, Luke
INTERMED Olivares, Kristin
INTERMED Rosenberg, Cheryl
INTERMED Runnels, Chad
INTERMED Smith, Robin
CONTROL Tremaine, Thomas R.
CONTROL Trocin, Jeffrey E.
CONTROL Zank, Dennis W.
Certificate Number: 2016-1026 Acknowledge Date: 2016-01-05 Contract Number: 36-6IDP5196
BUSINESS NAME
Cardno, Inc
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Cardno, Inc
Certificate Number: 2016-1027 Acknowledge Date: 2016-01-09 Contract Number: TCHD Rev Bond
BUSINESS NAME
TIB - The Independent BankersBank
STATE AGENCY/GOVERNMENT ENTITY
Titus County Hospital District
3


Certificate Number: 2016-1029 Acknowledge Date: 2016-01-06 Contract Number:
BUSINESS NAME
Blagg Tire & Service
STATE AGENCY/GOVERNMENT ENTITY
City of Southlake Texas
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Leonard, Perry
Certificate Number: 2016-1031 Acknowledge Date: 2016-01-06 Contract Number: SLK 12194
BUSINESS NAME
GRod Construction, LLC
STATE AGENCY/GOVERNMENT ENTITY
City of Southlake
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Rodriguez, Guillermo
Certificate Number: 2016-1032 Acknowledge Date: 2016-01-18 Contract Number: LISD UTR Series
BUSINESS NAME
Estrada Hinojosa & Co., Inc.
STATE AGENCY/GOVERNMENT ENTITY
Leander Independent School District
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Public Financial Management, Inc.
INTERMED William Blair
CONTROL Estrada, Robert
CONTROL Garza, Jorge
CONTROL Gonzales, Donald
CONTROL Hinojosa, Noe
CONTROL Nolan, Thomas
Certificate Number: 2016-1033 Acknowledge Date: 2016-01-05 Contract Number: 36-6IDP5219/4896
BUSINESS NAME
ARS Engineers Inc
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL ARS Engineers, Inc.
Certificate Number: 2016-1034 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016A -
BUSINESS NAME
Piper Jaffray & Co.
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
CONTROL Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Piper Jaffray Companies
CONTROL Cavalier, Steve
CONTROL Danielle, Bradford
CONTROL Duff, Andrew
CONTROL Edwards, Kim
CONTROL Fitzgerald, William
CONTROL Johnson, B. Kristine
CONTROL Lehman, Dale
CONTROL Piper, Addison
CONTROL Polsky, Lisa
CONTROL Rivard, Brent
CONTROL Soran, Phillip
CONTROL Taylor, Scott
CONTROL Volpi, Michele
Certificate Number: 2016-1036 Acknowledge Date: 2016-01-06 Contract Number: 36-6IDP5203
BUSINESS NAME
Chad Wright Engineering, LLC
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
Certificate Number: 2016-1040 Acknowledge Date: 2016-01-04 Contract Number: 2013-026
BUSINESS NAME
4


Collins Window Cleaning
STATE AGENCY/GOVERNMENT ENTITY
Tarrant County
Certificate Number: 2016-1042 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016B
BUSINESS NAME
Frost Bank
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth, LLP
INTERMED Merrill Lynch, Pierce, Fenner & Smith, Inc.
INTERMED Escobar, Kevin
INTERMED Frost, Don
INTERMED McCormick, Tim
INTERMED Moshier, Randy
Certificate Number: 2016-1044 Acknowledge Date: 2016-01-22 Contract Number: 2015-001
BUSINESS NAME
Witt O'Brien's, LLC
STATE AGENCY/GOVERNMENT ENTITY
Tarrant County Commissioners" Court
Certificate Number: 2016-1046 Acknowledge Date: 2016-01-05 Contract Number: 1007
BUSINESS NAME
Davis Investigation Services
STATE AGENCY/GOVERNMENT ENTITY
Montgomery County, TX
Certificate Number: 2016-1047 Acknowledge Date: 2016-01-04 Contract Number: NISD 2016
BUSINESS NAME
Samco Capital Markets, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Nacogdoches ISD
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Engemoen, Roger
CONTROL Mannes, Joe
INTERMED Whitlock, Chris
INTERMED Whitt, Doug
Certificate Number: 2016-1049 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016B
BUSINESS NAME
Fidelity Capital Markets, a division of National Financial Services LLC
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of the University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
CONTROL Fidelity Global Brokerage Group, Inc.
CONTROL FMR LLC
INTERMED Merrill Lynch, Pierce, Fenner & Smith Incorporated
INTERMED Bennett, Euriah
INTERMED Demos, Clark
INTERMED Hanify, Elizabeth
INTERMED LaFrance, Christine
INTERMED Laverty, William
INTERMED Nash, Joseph
INTERMED Noonan, Dan
Certificate Number: 2016-1050 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016A
BUSINESS NAME
RBC Capital Markets
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of The University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
INTERMED Merrill Lynch, Pierce, Fenner & Smith Inc
INTERMED RBC Capital Markets, LLC
INTERMED Boles, Matt
INTERMED Kyle, Jerry
INTERMED Vujasin, Pete
5


Certificate Number: 2016-1051 Acknowledge Date: 2016-01-14 Contract Number: 1011
BUSINESS NAME
United Rentals (North America), Inc.
STATE AGENCY/GOVERNMENT ENTITY
Montgomery County Purchasing
Certificate Number: 2016-1054 Acknowledge Date: 2016-01-27 Contract Number: Wrangler's Range
BUSINESS NAME
Freese and Nichols, Inc.
STATE AGENCY/GOVERNMENT ENTITY
City of Frisco
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Gooch, Tom
INTERMED Hartshorn, Henry
CONTROL Haster, Thomas
CONTROL Hately, Tricia
CONTROL Herchert, Robert
CONTROL Lemons, Ron
CONTROL New, John
CONTROL Nichols, Mike
CONTROL Payne, Jeff
CONTROL Pence, Bob
Certificate Number: 2016-1056 Acknowledge Date: 2016-01-26 Contract Number: FBCMUD158 -
BUSINESS NAME
Hutchinson, Shockey, Erley & Co.
STATE AGENCY/GOVERNMENT ENTITY
Fort Bend County Municipal Utility District No.158 (Fort Bend County, Texas)
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Crowley, Dennis
CONTROL Dannenberg, Thomas
CONTROL Fox, Douglas
CONTROL Meier, Nancy
CONTROL Thompson, Paul
CONTROL Van Metre, James
Certificate Number: 2016-1057 Acknowledge Date: 2016-01-26 Contract Number: FBCMUD158 -
BUSINESS NAME
Hutchinson, Shockey, Erley & Co.
STATE AGENCY/GOVERNMENT ENTITY
Fort Bend County Municipal Utility District No.158 (Fort Bend County, Texas)
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Crowley, Dennis
CONTROL Dannenberg, Thomas
CONTROL Fox, Douglas
CONTROL Meier, Nancy
CONTROL Thompson, Paul
CONTROL Van Metre, James
Certificate Number: 2016-1058 Acknowledge Date: 2016-01-05 Contract Number: 36-6IDP5200
BUSINESS NAME
H. W. Lochner, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Transportation, Texas Department of
Certificate Number: 2016-1060 Acknowledge Date: 2016-01-18 Contract Number: LISD UTR Series
BUSINESS NAME
Raymond James & Associates,Inc(a wholly owned subsidiary of Raymond James Financial,Inc)
STATE AGENCY/GOVERNMENT ENTITY
Leander Independent School District
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Norton Rose Fulbright US LLP
CONTROL Raymond James Financial, Inc.
INTERMED Binford, Clay
INTERMED Buie, James
CONTROL Bunn, James
INTERMED Caloss, Ronald
CONTROL Elwyn, Tashtego
CONTROL James, Thomas
CONTROL Julien, Jeffrey
6


INTERMED Kempf, Buddy
INTERMED Leibe, Stephanie
INTERMED Mattson, Luke
INTERMED Nickell, Robert
INTERMED Oppenheim, Thomas
INTERMED Papan, Nick
INTERMED Philyaw, Jeffrey
INTERMED Reedy, Richard
INTERMED Runnels, Chad
CONTROL Tremaine, Thomas
CONTROL Trocin, Jeffrey
CONTROL Zank, Dennis
Certificate Number: 2016-1063 Acknowledge Date: 2016-01-12 Contract Number: SL001
BUSINESS NAME
Digital Gazelle
STATE AGENCY/GOVERNMENT ENTITY
City of Southlake, Texas
Certificate Number: 2016-1064 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016B
BUSINESS NAME
Morgan Stanley & Co. LLC
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of the University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth LLP
CONTROL Assomull, Mohit
CONTROL Balanoff, Glen
CONTROL Brunson, Blaine
CONTROL Clune, Katherine
CONTROL D'Amico, Curtis
CONTROL D'Antonio, Stephen
CONTROL Dugan, Margaret
CONTROL Faulkner, John
CONTROL Greeley O'Regan, Jeanne
CONTROL Hale, Luke
CONTROL Jenkins, Mariel
CONTROL Kelleher, Thomas
CONTROL Lupetin, Sergio
CONTROL Mathews, Brian
CONTROL McEvoy, Graeme
INTERMED Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Mirza, Safdar
CONTROL Richter, Rose-Anne
CONTROL Russo, David
CONTROL Saperstein, Andrew
CONTROL Stern, Michael
CONTROL Tyler, Jacob
CONTROL Vesey, Robert
CONTROL Wild, Eric
CONTROL Winkles, Isabelle
CONTROL Wipf, Thomas
CONTROL Wynne, Brian
Certificate Number: 2016-1065 Acknowledge Date: 2016-01-04 Contract Number: Bond - 2016 - 1 - N  
BUSINESS NAME
William Blair & Company
STATE AGENCY/GOVERNMENT ENTITY
Allen Independent School District, Texas
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Andrews Kurth
INTERMED Feery, John
INTERMED Fischer, Tanya
INTERMED Hall, John
INTERMED Johnson, Eric
INTERMED Thomas, Ajay
Certificate Number: 2016-1067 Acknowledge Date: 2016-01-21 Contract Number: Mary Rhodes
BUSINESS NAME
Freese and Nichols, Inc.
STATE AGENCY/GOVERNMENT ENTITY
7


City of Corpus Christi
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Gooch, Tom
INTERMED Guzman, Ron
CONTROL Haster, Thomas
CONTROL Hatley, Tricia
CONTROL Herchert, Robert
CONTROL Lemons, Ron
CONTROL New, John
CONTROL Nichols, Mike
CONTROL Payne, Jeff
CONTROL Pence, Bob
Certificate Number: 2016-1068 Acknowledge Date: 2016-01-04 Contract Number: HCMUD-S2016-UW
BUSINESS NAME
SAMCO Capital Markets, Inc.
STATE AGENCY/GOVERNMENT ENTITY
Harris County MUD #304
NATURE OF INTEREST & INTERESTED PARTIES
INTERMED Cethoute, Alix
CONTROL Engemoen, Roger
CONTROL Mannes, Joe
Certificate Number: 2016-1069 Acknowledge Date: 2016-01-11 Contract Number: UT RFS 2016A
BUSINESS NAME
Siebert Brandford Shank, LLC
STATE AGENCY/GOVERNMENT ENTITY
Board of Regents of the University of Texas System
NATURE OF INTEREST & INTERESTED PARTIES
CONTROL Andrews Kurth LLP
CONTROL Merrill Lynch, Pierce, Fenner & Smith Incorporated
CONTROL Siebert Brandford Shank, LLC
Certificate Number: 2016-1070 Acknowledge Date: 2016-01-06 Contract Number: 36-6IDP5201